What SEC filings does Victory Capital Holdings, Inc. submit to the SEC?

Victory Capital Holdings, Inc. (VCTR) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about VCTR?

A Form 4 for VCTR discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the source-reported date, number of shares, price, and updated ownership. These facts do not establish motive or predict future returns.

How do I interpret an 8-K filing from Victory Capital Holdings, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for VCTR?

The 10-K is Victory Capital Holdings, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all VCTR SEC filings directly on EDGAR?

You can view all historical Victory Capital Holdings, Inc. filings on the SEC EDGAR company page for VCTR. Each filing card on this page links directly to the original SEC document.

How often does Victory Capital Holdings, Inc. file with the SEC?

Victory Capital Holdings, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling VCTR shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

VCTR SEC Filing News — Victory Capital Holdings, Inc.

Latest SEC filings for Victory Capital Holdings, Inc. (VCTR) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-10-14.

Victory Capital Holdings, Inc., together with its subsidiaries, operates as an asset management company in the United States and internationally. It offers specialized investment strategies to institutions, intermediaries, retirement platforms, and individual investors. The company also provides various investment products, including actively and passively managed mutual funds, rules-based and active exchange traded funds (ETF), institutional separate accounts, variable insurance products, alter…

Sector: Financial Services Industry: Asset Management Market Cap: $6.6B

Total Filings

Bullish Classifications

Bearish Classifications

Insider Transactions

Material Events (8-K)

Periodic Reports

What you're looking at: Each item below is parsed from an actual SEC filing submitted by Victory Capital Holdings, Inc.. Form 4 = confirmed insider transaction · Form 144 = proposed sale notice · 8-K = material event (earnings, M&A, leadership change, etc.) · 10-Q / 10-K = quarterly / annual report.

VCTR Filing Activity Snapshot 2026-08-07 — 2026-10-14

Insider Transactions (Form 4)

0 buys vs 0 sells

Insider buying and selling activity is balanced in this period.

Insider Transactions 15 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 15 filings in this group are Form 4s for Victory Capital Holdings, Inc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 15 insider filings shown, the breakdown is 9 option exercise and 6 compensation award. None of the classified filings involved a discretionary open-market trade, so this period says nothing about what insiders think of the price.

What each transaction type means

Option exercise ×9: The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Compensation award ×6: Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Form 4 Compensation award Tax / Compensation Filing 2026-10-14

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Jackson Mary M. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	259	$110.95	$28.7K

Filing: Form 4 (Insider Transaction) Insider: Jackson Mary M. (Director) Shares: 259

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-14

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

DEMARTINI RICHARD M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	326	$110.95	$36.2K

Filing: Form 4 (Insider Transaction) Insider: DEMARTINI RICHARD M (Director) Shares: 326

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-14

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Davanzo Lawrence (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	259	$110.95	$28.7K

Filing: Form 4 (Insider Transaction) Insider: Davanzo Lawrence (Director) Shares: 259

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-14

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Rappaport Alan (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	597	$110.95	$66.2K

Filing: Form 4 (Insider Transaction) Insider: Rappaport Alan (Director) Shares: 597

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-14

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Hirtler-Garvey Karin (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	259	$110.95	$28.7K

Filing: Form 4 (Insider Transaction) Insider: Hirtler-Garvey Karin (Director) Shares: 259

View on SEC EDGAR → Open Filing Document →

Form 4 Compensation award Tax / Compensation Filing 2026-10-14

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Crestview Partners II GP, L.P. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were granted as compensation rather than purchased. No cash changed hands, so the filing reflects a pay decision by the company, not a judgement about the price.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`A`	Compensation award	259	$110.95	$28.7K

Filing: Form 4 (Insider Transaction) Insider: Crestview Partners II GP, L.P. (Director) Shares: 259

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-17

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Gupta Nina (Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	19,124	—	—
`F`	Tax withholding on vested shares	9,732	$118.17	$1.15M
`M`	Option exercise derivative · Performance-based Restricted Stock	19,124	—	—

Filing: Form 4 (Insider Transaction) Insider: Gupta Nina (Chief Legal Officer) Shares: 28,856

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-17

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Dhillon Mannik S. (President Investment Franchise) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	16,390	—	—
`F`	Tax withholding on vested shares	6,452	$118.17	$762.4K
`M`	Option exercise derivative · Performance-based Restricted Stock	16,390	—	—

Filing: Form 4 (Insider Transaction) Insider: Dhillon Mannik S. (President Investment Franchise) Shares: 22,842

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-17

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Brown David Craig (Chairman and CEO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	147,529	—	—
`F`	Tax withholding on vested shares	58,056	$118.17	$6.86M
`M`	Option exercise derivative · Performance-based Restricted Stock	147,529	—	—

Filing: Form 4 (Insider Transaction) Insider: Brown David Craig (Chairman and CEO) Shares: 205,585

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-17

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Sipp Thomas Michael (Executive Vice President) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	40,982	—	—
`F`	Tax withholding on vested shares	21,205	$118.17	$2.51M
`M`	Option exercise derivative · Performance-based Restricted Stock	40,982	—	—

Filing: Form 4 (Insider Transaction) Insider: Sipp Thomas Michael (Executive Vice President) Shares: 62,187

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-17

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Policarpo Michael Dennis (President, CFO & CAO) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	73,763	—	—
`F`	Tax withholding on vested shares	33,453	$118.17	$3.95M
`M`	Option exercise derivative · Performance-based Restricted Stock	73,763	—	—

Filing: Form 4 (Insider Transaction) Insider: Policarpo Michael Dennis (President, CFO & CAO) Shares: 107,216

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-07

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	16,390	—	—
`F`	Tax withholding on vested shares	6,452	$99.97	$645.0K
`M`	Option exercise derivative · Performance-based Restricted Stock	16,390	—	—

Filing: Form 4 (Insider Transaction) Insider: Dhillon Mannik S. (President Investment Franchise) Shares: 22,842

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-07

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	40,982	—	—
`F`	Tax withholding on vested shares	18,177	$99.97	$1.82M
`M`	Option exercise derivative · Performance-based Restricted Stock	40,982	—	—

Filing: Form 4 (Insider Transaction) Insider: Sipp Thomas Michael (Executive Vice President) Shares: 59,159

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-07

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

Gupta Nina (Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	19,124	—	—
`F`	Tax withholding on vested shares	9,732	$99.97	$972.9K
`M`	Option exercise derivative · Performance-based Restricted Stock	19,124	—	—

Filing: Form 4 (Insider Transaction) Insider: Gupta Nina (Chief Legal Officer) Shares: 28,856

View on SEC EDGAR → Open Filing Document →

Form 4 Option exercise Tax / Compensation Filing 2026-08-07

VCTR insider Form 4 filed for equity award, exercise, or tax withholding

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code	Nature	Shares	Price	Value
`M`	Option exercise	73,763	—	—
`F`	Tax withholding on vested shares	33,453	$99.97	$3.34M
`M`	Option exercise derivative · Performance-based Restricted Stock	73,763	—	—

Filing: Form 4 (Insider Transaction) Insider: Policarpo Michael Dennis (President, CFO & CAO) Shares: 107,216

View on SEC EDGAR → Open Filing Document →

Material Events 5 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 5 in this period for Victory Capital Holdings, Inc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2026-10-13

VCTR filed 8-K — material company event

Victory Capital Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-09-11

VCTR filed 8-K — material company event

Victory Capital Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-31

VCTR filed 8-K — material company event

Victory Capital Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-26

VCTR filed 8-K — material company event

Victory Capital Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

Form 8-K Material Company Update 2026-08-12

VCTR filed 8-K — material company event

Victory Capital Holdings, Inc. filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)

View on SEC EDGAR → Open Filing Document →

How we classify Victory Capital Holdings, Inc.'s filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on VCTR. Read these alongside the fundamentals rather than in isolation.

Frequently Asked Questions — VCTR SEC Filings

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.

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