WALD SEC Filing News — Waldencast plc

Latest SEC filings for Waldencast plc (WALD) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). StrongBuyAnalytics provides navigation and brief excerpts or summaries; original filings remain at the SEC/source links and were authored by their filers, not StrongBuyAnalytics. Filing dates shown are source dates. Coverage and detection can be delayed or incomplete because of SEC availability, amendments, parsing, caching, or outages. Latest source filing date shown: 2026-09-01.

Waldencast plc operates in the beauty and wellness industry in the United States, Canada, Europe, the Middle East, India, Australia, and New Zealand. The company operates through two segments, Obagi Medical and Milk Makeup. It offers skin care products to minimize signs of skin aging, address dark spots, hyperpigmentation, fine lines and wrinkles, and protect and enhance skin tone and texture; cosmetics; and other beauty products. In addition, the company provides foundation, concealer, primer, …
Sector: Consumer Defensive Industry: Household & Personal Products Market Cap: $111.9M
20
Total Filings
1
Bullish Classifications
0
Bearish Classifications
5
Insider Transactions
10
Material Events (8-K)
3
Periodic Reports
Rule-based classifications for WALD currently lean bullish. Of the 20 displayed SEC filing records, 1 carry bullish classifications versus 0 bearish classifications. These labels summarize filing attributes; they are not recommendations, probabilities, or evidence of future price direction. There were 5 insider transactions (Form 4) in this period.
WALD Filing Activity Snapshot 2021-11-18 — 2026-09-01
Insider Transactions (Form 4)
1 buy vs 0 sells
Net insider buying in this period — more purchases than sales reported.
Largest Form 144 Filing
$1.02M
Zeno Investment Master Fund · 2024-11-22
300,000 shares · Form 144
Form 144 Notices
2
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Insider Transactions 5 · Forms 3, 4 and 5

A Form 4 is filed within two business days of a company insider — an officer, a director, or a holder of more than ten percent of the stock — changing their position in the shares. All 5 filings in this group are Form 4s for Waldencast plc.

The difficulty with reading these filings as a group is that a single form type covers transactions that mean entirely different things. An executive spending their own money to buy stock and an executive having shares withheld to pay tax on a vesting grant both appear as a Form 4. Every filing below is therefore tagged with the nature of the underlying transaction, taken from the transaction code reported on the form itself.

Across the 5 insider filings shown, the breakdown is 2 disposition to issuer, 1 option exercise, 1 other reported transaction and 1 open-market purchase. 1 of them involved a discretionary open-market trade; the rest are compensation and administrative mechanics.

What each transaction type means

Disposition to issuer ×2
Shares were surrendered to or repurchased by the issuer rather than sold to other investors.
Option exercise ×1
The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.
Other reported transaction ×1
The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.
Open-market purchase ×1
The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.
Form 4 Open-market purchase Insider Buying 2026-09-01

WALD insider Souza Cristiano (Director, 10% Owner) bought 335,000 shares (~$505.6K)

Souza Cristiano, listed as Director, 10% Owner at Waldencast plc, reported an open-market purchase of 335,000 WALD shares in a Form 4 filing. Insider buying is often treated as a bullish signal because company insiders are committing their own capital.

The insider bought shares on the open market with their own money. This is the only Form 4 category that requires a discretionary cash outlay at the prevailing price.

Transactions reported on this filing
Code Nature Shares Price Value
P Open-market purchase 335,000 $1.51 $505.6K
Filing: Form 4 (Insider Transaction) Insider: Souza Cristiano (Director, 10% Owner) Shares: 335,000 Est. Value: $505.6K
Form 4 Disposition to issuer Tax / Compensation Filing 2026-08-07

WALD insider Form 4 filed for equity award, exercise, or tax withholding

Brousset Michel (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were surrendered to or repurchased by the issuer rather than sold to other investors.

Transactions reported on this filing
Code Nature Shares Price Value
D Disposition to issuer derivative · Restricted Stock Units 264,294 $2.00 $528.6K
Filing: Form 4 (Insider Transaction) Insider: Brousset Michel (Director, Chief Executive Officer)
Form 4 Disposition to issuer Tax / Compensation Filing 2026-08-07

WALD insider Form 4 filed for equity award, exercise, or tax withholding

Sebti Hind (Director, Chief Growth Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Shares were surrendered to or repurchased by the issuer rather than sold to other investors.

Transactions reported on this filing
Code Nature Shares Price Value
D Disposition to issuer derivative · Restricted Stock Units 193,816 $2.00 $387.6K
Filing: Form 4 (Insider Transaction) Insider: Sebti Hind (Director, Chief Growth Officer)
Form 4 Option exercise Tax / Compensation Filing 2026-08-07

WALD insider Form 4 filed for equity award, exercise, or tax withholding

Manfredi Manuel (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The insider converted options into shares. The exercise price was fixed when the options were granted, so the timing usually tracks an expiry schedule.

Transactions reported on this filing
Code Nature Shares Price Value
M Option exercise 79,289 — —
M Option exercise derivative · Restricted Stock Units 79,289 — —
Filing: Form 4 (Insider Transaction) Insider: Manfredi Manuel (Chief Financial Officer) Shares: 79,289
Form 4 Other reported transaction Tax / Compensation Filing 2022-07-25

WALD insider Form 4 filed for equity award, exercise, or tax withholding

Waldencast Long-Term Capital LLC (10% Owner) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

The filing reports a transaction type that does not map to a routine purchase, sale, award or withholding.

Transactions reported on this filing
Code Nature Shares Price Value
J Other transaction derivative · Class B ordinary shares 8,545,000 — —
Filing: Form 4 (Insider Transaction) Insider: Waldencast Long-Term Capital LLC (10% Owner)
Proposed Insider Sales 2 · Form 144

A Form 144 is a notice of intent to sell restricted or control securities. It is not a record that anything was sold. Waldencast plc has 2 such notices in this period.

The distinction matters because a Form 144 is frequently reported as though it were a completed insider sale. The filer may sell all of the shares covered, some of them, or none at all, and there is no obligation to update the notice either way. A sale that is actually executed by an officer or director shows up separately on a Form 4, which is the filing to check before treating a proposed sale as a real one.

Form 144 Proposed Insider Sale 2024-11-22

WALD Form 144 filed for proposed insider sale by Zeno Investment Master Fund (300,000 shares) ~$1.02M

Zeno Investment Master Fund filed a Form 144 with the SEC indicating intent to sell WALD (Waldencast plc) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Zeno Investment Master Fund Shares: 300,000 Est. Value: $1.02M
Form 144 Proposed Insider Sale 2024-08-30

WALD Form 144 filed for proposed insider sale by Zeno Investment Master Fund (170,000 shares) ~$510.0K

Zeno Investment Master Fund filed a Form 144 with the SEC indicating intent to sell WALD (Waldencast plc) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Zeno Investment Master Fund Shares: 170,000 Est. Value: $510.0K
Material Events 10 · Form 8-K

An 8-K reports a material event in the window between scheduled reports. There are 10 in this period for Waldencast plc. Each 8-K names the item number it is filed under, and that number is the fastest way to tell a routine disclosure from a consequential one.

Item 2.02 is an earnings release, Item 5.02 is a change of directors or officers, and Item 1.01 or 2.01 covers a material agreement or a completed acquisition. Item 7.01 and Item 8.01 are the general-purpose disclosure items and carry no fixed meaning on their own.

Form 8-K Material Company Update 2022-07-26

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2022-07-15

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2022-07-05

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2022-06-27

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2022-06-15

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2022-05-24

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K/A Amended Material Company Update 2022-04-28

WALD filed amended 8-K — material company event

Waldencast plc filed an amended 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K/A (Material Event Amendment)
Form 8-K Material Company Update 2022-04-27

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2022-04-22

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2021-12-22

WALD filed 8-K — material company event

Waldencast plc filed an 8-K with the SEC reporting a material event. Summary unavailable — view the original SEC filing for the full text.

Filing: 8-K (Material Event)
Periodic Reports 3 · Forms 10-K and 10-Q

The periodic reports are where the audited and reviewed financial statements live. This period contains 1 annual report (10-K) and 2 quarterly reports (10-Q) for Waldencast plc.

The two are not equivalent in weight. A 10-K is audited by an external firm and includes the full risk factor disclosure, business description and management discussion; a 10-Q is unaudited, reviewed rather than examined, and much shorter. When a figure in a quarterly report is later revised, the annual report is usually where the correction appears.

An amended report — 10-K/A or 10-Q/A — restates or corrects something in the original filing, and is worth reading against the version it replaces.

Form 10-Q Quarterly Report 2022-05-16

WALD filed Quarterly Report (10-Q)

Waldencast plc filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)
Form 10-K Annual Report 2022-03-31

WALD filed Annual Report (10-K)

Waldencast plc filed its annual report with the SEC. This report includes audited financial statements, business overview, risk factors, and management discussion.

Filing: 10-K (Annual Report)
Form 10-Q Quarterly Report 2021-11-18

WALD filed Quarterly Report (10-Q)

Waldencast plc filed its quarterly report with the SEC. This report includes unaudited financial statements and management discussion for the quarter.

Filing: 10-Q (Quarterly Report)

How we classify Waldencast plc's filings

Straight from EDGAR

Each displayed record links to an original source document. StrongBuyAnalytics provides navigation and brief excerpts or summaries, not the filing itself. Parsing may omit context or contain errors, so read the original document in full.

Transaction codes, not guesswork

The nature shown on each insider filing comes from the transaction code the filer entered on the form itself — P for an open-market purchase, A for a compensation award, F for shares withheld to pay tax, M for an option exercise. Where one filing contains several codes, the transaction table lists them line by line.

Why the distinction matters

Insider activity is routinely summarised as buying or selling, which flattens together decisions that mean very different things. Shares withheld for tax on a vesting grant are an automatic administrative step; shares bought on the open market are someone committing their own money at the current price.

What this page does not tell you

A filing records what happened, not why. Form 4 does not always disclose whether a sale was executed under a pre-arranged Rule 10b5-1 plan, and no single filing is a basis for a decision on WALD. Read these alongside the fundamentals rather than in isolation.

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Publisher, sources & limitations — September 15, 2026. StrongBuyAnalytics provides navigation and brief excerpts or summaries for educational use. Original filings remain at SEC EDGAR or other displayed source links; StrongBuyAnalytics does not author them. Filing dates are source dates, not publication dates for this page. Coverage can be delayed, incomplete, amended, or unavailable because of SEC/source availability, parsing, caching, or outages. Verify every material statement in the original filing.
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