ARM SEC Filing News — Arm Holdings plc

Latest SEC filings for Arm Holdings plc (ARM) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-06-04.

Arm Holdings plc researches, develops, licenses, and markets central processing unit (CPU) intellectual property (IP), graphics processing unit IP, systems IP, compute subsystems (CSS), and associated software, tools and related services. The company provides a product portfolio, including CPU IP, GPU and neural processing unit (NPU) accelerators, system IP such as interconnects, compute platform products including pre-integrated CSSs, and development tools and software. The company serves semic…
Sector: Technology Industry: Semiconductors Market Cap: $256.0B CIK: 1973239
20
Total Filings
0
Bullish Signals
14
Bearish Signals
17
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Insider activity for ARM has skewed bearish recently. Of the 20 filings tracked, 14 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
ARM Filing Activity Snapshot 2026-05-19 — 2026-06-04
Insider Transactions (Form 4)
0 buys vs 12 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$14.46M
Child Jason · 2026-05-20
31,920 shares · Form 144
Form 144 Notices
3
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 4 Insider Selling 2026-06-04

ARM insider Bartels Laura Kathleen (Chief Accounting Officer) sold 11,306 shares (~$4.44M)

Bartels Laura Kathleen, listed as Chief Accounting Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 11,306 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Bartels Laura Kathleen (Chief Accounting Officer) Shares: 11,306 Est. Value: $4.44M
Form 4 Insider Selling 2026-06-03

ARM insider Abbey William (Chief Commercial Officer) sold 6,566 shares (~$2.64M)

Abbey William, listed as Chief Commercial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 6,566 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Abbey William (Chief Commercial Officer) Shares: 6,566 Est. Value: $2.64M
Form 4 Insider Selling 2026-06-01

ARM insider Abbey William (Chief Commercial Officer) sold 4,200 shares (~$1.44M)

Abbey William, listed as Chief Commercial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 4,200 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Abbey William (Chief Commercial Officer) Shares: 4,200 Est. Value: $1.44M
Form 4 Insider Selling 2026-05-26

ARM insider Abbey William (Chief Commercial Officer) sold 2,300 shares (~$703.4K)

Abbey William, listed as Chief Commercial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 2,300 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Abbey William (Chief Commercial Officer) Shares: 2,300 Est. Value: $703.4K
Form 4 Insider Selling 2026-05-22

ARM insider Abbey William (Chief Commercial Officer) sold 4,655 shares (~$1.34M)

Abbey William, listed as Chief Commercial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 4,655 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Abbey William (Chief Commercial Officer) Shares: 4,655 Est. Value: $1.34M
Form 4 Insider Selling 2026-05-22

ARM insider Eaton Charlotte Claire (Chief People Officer) sold 7,805 shares (~$2.26M)

Eaton Charlotte Claire, listed as Chief People Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 7,805 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Eaton Charlotte Claire (Chief People Officer) Shares: 7,805 Est. Value: $2.26M
Form 144 Large Proposed Insider Sale 2026-05-21

ARM Form 144 filed for proposed insider sale by Eaton Charlotte Claire (11,805 shares) ~$6.79M

Eaton Charlotte Claire filed a Form 144 with the SEC indicating intent to sell ARM (ARM HOLDINGS PLC /UK) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Eaton Charlotte Claire Shares: 11,805 Est. Value: $6.79M
Form 4 Insider Selling 2026-05-21

ARM insider Collins Spencer (Chief Legal Officer) sold 40,941 shares (~$8.80M)

Collins Spencer, listed as Chief Legal Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 40,941 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Collins Spencer (Chief Legal Officer) Shares: 40,941 Est. Value: $8.80M
Form 4 Insider Selling 2026-05-21

ARM insider Abbey William (Chief Commercial Officer) sold 15,956 shares (~$3.74M)

Abbey William, listed as Chief Commercial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 15,956 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Abbey William (Chief Commercial Officer) Shares: 15,956 Est. Value: $3.74M
Form 4 Insider Selling 2026-05-21

ARM insider Child Jason (Chief Financial Officer) sold 31,920 shares (~$7.23M)

Child Jason, listed as Chief Financial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 31,920 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Child Jason (Chief Financial Officer) Shares: 31,920 Est. Value: $7.23M
Form 4 Insider Selling 2026-05-21

ARM insider Eaton Charlotte Claire (Chief People Officer) sold 7,100 shares (~$1.91M)

Eaton Charlotte Claire, listed as Chief People Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 7,100 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Eaton Charlotte Claire (Chief People Officer) Shares: 7,100 Est. Value: $1.91M
Form 144 Proposed Insider Sale 2026-05-20

ARM Form 144 filed for proposed insider sale by Eaton Charlotte Claire (3,100 shares) ~$1.56M

Eaton Charlotte Claire filed a Form 144 with the SEC indicating intent to sell ARM (ARM HOLDINGS PLC /UK) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Eaton Charlotte Claire Shares: 3,100 Est. Value: $1.56M
Form 144 Large Proposed Insider Sale 2026-05-20

ARM Form 144 filed for proposed insider sale by Child Jason (31,920 shares) ~$14.46M

Child Jason filed a Form 144 with the SEC indicating intent to sell ARM (ARM HOLDINGS PLC /UK) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Child Jason Shares: 31,920 Est. Value: $14.46M
Form 4 Tax / Compensation Filing 2026-05-19

ARM insider Form 4 filed for equity award, exercise, or tax withholding

Bartels Laura Kathleen (Chief Accounting Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Bartels Laura Kathleen (Chief Accounting Officer) Shares: 10,141
Form 4 Insider Selling 2026-05-19

ARM insider Abbey William (Chief Commercial Officer) sold 10,154 shares (~$2.15M)

Abbey William, listed as Chief Commercial Officer at ARM HOLDINGS PLC /UK, reported an open-market sale of 10,154 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Abbey William (Chief Commercial Officer) Shares: 10,154 Est. Value: $2.15M
Form 4 Insider Selling 2026-05-19

ARM insider Grisenthwaite Richard Roy (Chief Architect) sold 24,339 shares (~$5.09M)

Grisenthwaite Richard Roy, listed as Chief Architect at ARM HOLDINGS PLC /UK, reported an open-market sale of 24,339 ARM shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Grisenthwaite Richard Roy (Chief Architect) Shares: 24,339 Est. Value: $5.09M
Form 4 Tax / Compensation Filing 2026-05-19

ARM insider Form 4 filed for equity award, exercise, or tax withholding

Collins Spencer (Chief Legal Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Collins Spencer (Chief Legal Officer) Shares: 113,561
Form 4 Tax / Compensation Filing 2026-05-19

ARM insider Form 4 filed for equity award, exercise, or tax withholding

Eaton Charlotte Claire (Chief People Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Eaton Charlotte Claire (Chief People Officer) Shares: 11,484
Form 4 Tax / Compensation Filing 2026-05-19

ARM insider Form 4 filed for equity award, exercise, or tax withholding

Haas Rene A. (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Haas Rene A. (Director, Chief Executive Officer) Shares: 408,959
Form 4 Tax / Compensation Filing 2026-05-19

ARM insider Form 4 filed for equity award, exercise, or tax withholding

Child Jason (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Child Jason (Chief Financial Officer) Shares: 128,626

Understanding Arm Holdings plc's SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of ARM shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Arm Holdings plc must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Arm Holdings plc's financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — ARM SEC Filings

What SEC filings does Arm Holdings plc submit to the SEC?

Arm Holdings plc (ARM) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about ARM?

A Form 4 for ARM discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Arm Holdings plc?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for ARM?

The 10-K is Arm Holdings plc's annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all ARM SEC filings directly on EDGAR?

You can view all historical Arm Holdings plc filings on the SEC EDGAR company page for ARM. Each filing card on this page links directly to the original SEC document.

How often does Arm Holdings plc file with the SEC?

Arm Holdings plc files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling ARM shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.