LI SEC Filing News — Li Auto Inc.

Latest SEC filings for Li Auto Inc. (LI) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-06-12.

Li Auto Inc. operates in the energy vehicle market in the People's Republic of China. The company designs, develops, manufactures, and sells premium smart electric vehicles. Its product line comprises multi-purpose vehicles and sport utility vehicles. The company offers sales and after sales management, and technology development and corporate management services, as well as manufacturing equipment. It offers its products through online and offline channels. The company was formerly known as Lea…
Sector: Consumer Cyclical Industry: Auto Manufacturers Market Cap: $14.2B CIK: 1791706
11
Total Filings
0
Bullish Signals
6
Bearish Signals
0
Insider Transactions
0
Material Events (8-K)
0
Periodic Reports
Insider activity for LI has skewed bearish recently. Of the 11 filings tracked, 6 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
Recent SEC Filings
Form 144 Large Proposed Insider Sale 2026-06-12

LI Form 144 filed for proposed insider sale by Xie Yan (980,000 shares) ~$13.50M

Xie Yan filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Xie Yan Shares: 980,000 Est. Value: $13.50M
Form 144 Large Proposed Insider Sale 2025-12-11

LI Form 144 filed for proposed insider sale by Li Tie (400,000 shares) ~$6.88M

Li Tie filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Li Tie Shares: 400,000 Est. Value: $6.88M
Form 144 Proposed Insider Sale 2025-12-11

LI Form 144 filed for proposed insider sale by Ma Donghui (200,000 shares) ~$3.44M

Ma Donghui filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Ma Donghui Shares: 200,000 Est. Value: $3.44M
Form 144 Proposed Insider Sale 2025-06-27

LI Form 144 filed for proposed insider sale by Zou Liangjun (100,000 shares) ~$2.80M

Zou Liangjun filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Zou Liangjun Shares: 100,000 Est. Value: $2.80M
Form 144 Proposed Insider Sale 2025-06-16

LI Form 144 filed for proposed insider sale by Xie Yan (120,000 shares) ~$3.33M

Xie Yan filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Xie Yan Shares: 120,000 Est. Value: $3.33M
Form 144 Large Proposed Insider Sale 2024-12-09

LI Form 144 filed for proposed insider sale by Li Tie (400,000 shares) ~$35.71M

Li Tie filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Li Tie Shares: 400,000 Est. Value: $35.71M
Form 144 Proposed Insider Sale 2024-11-13

LI Form 144 filed for proposed insider sale by Ma Donghui (101,186 shares) ~$2.46M

Ma Donghui filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Ma Donghui Shares: 101,186 Est. Value: $2.46M
Form 144 Proposed Insider Sale 2024-06-17

LI Form 144 filed for proposed insider sale by Xie Yan (90,000 shares) ~$1.69M

Xie Yan filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Xie Yan Shares: 90,000 Est. Value: $1.69M
Form 144 Large Proposed Insider Sale 2023-12-14

LI Form 144 filed for proposed insider sale by Ma Donghui (200,000 shares) ~$6.91M

Ma Donghui filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Ma Donghui Shares: 200,000 Est. Value: $6.91M
Form 144 Large Proposed Insider Sale 2023-12-14

LI Form 144 filed for proposed insider sale by Li Tie (400,000 shares) ~$13.83M

Li Tie filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Li Tie Shares: 400,000 Est. Value: $13.83M
Form 144 Large Proposed Insider Sale 2023-06-15

LI Form 144 filed for proposed insider sale by Xie Yan (120,000 shares) ~$8.11M

Xie Yan filed a Form 144 with the SEC indicating intent to sell LI (Li Auto Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: Xie Yan Shares: 120,000 Est. Value: $8.11M

Understanding Li Auto Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of LI shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Li Auto Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Li Auto Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — LI SEC Filings

What SEC filings does Li Auto Inc. submit to the SEC?

Li Auto Inc. (LI) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about LI?

A Form 4 for LI discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Li Auto Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for LI?

The 10-K is Li Auto Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all LI SEC filings directly on EDGAR?

You can view all historical Li Auto Inc. filings on the SEC EDGAR company page for LI. Each filing card on this page links directly to the original SEC document.

How often does Li Auto Inc. file with the SEC?

Li Auto Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling LI shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.