ROKU SEC Filing News — Roku, Inc.

Latest SEC filings for Roku, Inc. (ROKU) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-16.

Roku, Inc., together with its subsidiaries, operates a TV streaming platform in the United States and internationally. The company operates in two segments, Platform and Devices. Its streaming platform allows users to find and access TV shows, movies, news, sports, and others, as well as offers digital advertising services. The company also sells streaming players, Roku-branded TVs, smart home products and services, audio products, and related accessories. Roku, Inc. was incorporated in 2002 and…
Sector: Communication Services Industry: Entertainment Market Cap: $21.5B CIK: 1428439
20
Total Filings
0
Bullish Signals
7
Bearish Signals
12
Insider Transactions
3
Material Events (8-K)
0
Periodic Reports
Insider activity for ROKU has skewed bearish recently. Of the 20 filings tracked, 7 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
ROKU Filing Activity Snapshot 2026-06-12 — 2026-07-16
Insider Transactions (Form 4)
0 buys vs 6 sells
Net insider selling in this period — insiders sell for many reasons beyond conviction.
Largest Transaction
$5.85M
CHARLES COLLIER · 2026-07-06
20,538 shares · Form 144
Form 144 Notices
5
Proposed insider sales filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 4 Insider Selling 2026-07-16

ROKU insider Jedda Dan (CFO & COO) sold 7,000 shares (~$993.3K)

Jedda Dan, listed as CFO & COO at ROKU, INC, reported an open-market sale of 7,000 ROKU shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Jedda Dan (CFO & COO) Shares: 7,000 Est. Value: $993.3K
Form 144 Proposed Insider Sale 2026-07-15

ROKU Form 144 filed for proposed insider sale by DANIEL JEDDA (7,000 shares) ~$1.99M

DANIEL JEDDA filed a Form 144 with the SEC indicating intent to sell ROKU (ROKU, INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: DANIEL JEDDA Shares: 7,000 Est. Value: $1.99M
Form 4 Insider Selling 2026-07-07

ROKU insider Collier Charles (President, Roku Media) sold 20,538 shares (~$2.93M)

Collier Charles, listed as President, Roku Media at ROKU, INC, reported an open-market sale of 20,538 ROKU shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Collier Charles (President, Roku Media) Shares: 20,538 Est. Value: $2.93M
Form 144 Large Proposed Insider Sale 2026-07-06

ROKU Form 144 filed for proposed insider sale by CHARLES COLLIER (20,538 shares) ~$5.85M

CHARLES COLLIER filed a Form 144 with the SEC indicating intent to sell ROKU (ROKU, INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: CHARLES COLLIER Shares: 20,538 Est. Value: $5.85M
Form 4 Insider Selling 2026-07-02

ROKU insider HUNT NEIL D (Director) sold 2,000 shares (~$281.3K)

HUNT NEIL D, listed as Director at ROKU, INC, reported an open-market sale of 2,000 ROKU shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: HUNT NEIL D (Director) Shares: 2,000 Est. Value: $281.3K
Form 4 Insider Selling 2026-07-02

ROKU insider Banks Matthew C. (VP, CAO) sold 554 shares (~$76.9K)

Banks Matthew C., listed as VP, CAO at ROKU, INC, reported an open-market sale of 554 ROKU shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Banks Matthew C. (VP, CAO) Shares: 554 Est. Value: $76.9K
Form 144 Proposed Insider Sale 2026-07-01

ROKU Form 144 filed for proposed insider sale by Neil Hunt (2,000 shares) ~$562.6K

Neil Hunt filed a Form 144 with the SEC indicating intent to sell ROKU (ROKU, INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: Neil Hunt Shares: 2,000 Est. Value: $562.6K
Form 144 Proposed Insider Sale 2026-07-01

ROKU Form 144 filed for proposed insider sale by MATT BANKS (554 shares) ~$153.9K

MATT BANKS filed a Form 144 with the SEC indicating intent to sell ROKU (ROKU, INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: MATT BANKS Shares: 554 Est. Value: $153.9K
Form 8-K Material Company Update 2026-06-18

ROKU filed 8-K — material company event

ROKU, INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 8-K Material Company Update 2026-06-17

ROKU filed 8-K — material company event

ROKU, INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Insider Selling 2026-06-16

ROKU insider Jedda Dan (CFO & COO) sold 7,000 shares (~$1.01M)

Jedda Dan, listed as CFO & COO at ROKU, INC, reported an open-market sale of 7,000 ROKU shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Jedda Dan (CFO & COO) Shares: 7,000 Est. Value: $1.01M
Form 144 Proposed Insider Sale 2026-06-15

ROKU Form 144 filed for proposed insider sale by DANIEL JEDDA (7,000 shares) ~$2.01M

DANIEL JEDDA filed a Form 144 with the SEC indicating intent to sell ROKU (ROKU, INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.

Filing: Form 144 (Proposed Sale Notice) Insider: DANIEL JEDDA Shares: 7,000 Est. Value: $2.01M
Form 8-K Material Company Update 2026-06-15

ROKU filed 8-K — material company event

ROKU, INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
Form 4 Tax / Compensation Filing 2026-06-12

ROKU insider Form 4 filed for equity award, exercise, or tax withholding

LUNA GINA (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: LUNA GINA (Director) Shares: 1,847
Form 4 Tax / Compensation Filing 2026-06-12

ROKU insider Form 4 filed for equity award, exercise, or tax withholding

Blackburn Jeffrey M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Blackburn Jeffrey M (Director) Shares: 1,847
Form 4 Insider Selling 2026-06-12

ROKU insider Fyfield Mai (Director) sold 832 shares (~$99.5K)

Fyfield Mai, listed as Director at ROKU, INC, reported an open-market sale of 832 ROKU shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.

Filing: Form 4 (Insider Transaction) Insider: Fyfield Mai (Director) Shares: 832 Est. Value: $99.5K
Form 4 Tax / Compensation Filing 2026-06-12

ROKU insider Form 4 filed for equity award, exercise, or tax withholding

HODRICK LAURIE SIMON (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: HODRICK LAURIE SIMON (Director) Shares: 1,847
Form 4 Tax / Compensation Filing 2026-06-12

ROKU insider Form 4 filed for equity award, exercise, or tax withholding

HUNT NEIL D (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: HUNT NEIL D (Director) Shares: 1,847
Form 4 Tax / Compensation Filing 2026-06-12

ROKU insider Form 4 filed for equity award, exercise, or tax withholding

Rothrock Ray A. (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Rothrock Ray A. (Director) Shares: 1,847
Form 4 Tax / Compensation Filing 2026-06-12

ROKU insider Form 4 filed for equity award, exercise, or tax withholding

Hastings Jeff (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Hastings Jeff (Director) Shares: 1,847

Understanding Roku, Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of ROKU shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that Roku, Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Roku, Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — ROKU SEC Filings

What SEC filings does Roku, Inc. submit to the SEC?

Roku, Inc. (ROKU) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about ROKU?

A Form 4 for ROKU discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from Roku, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for ROKU?

The 10-K is Roku, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all ROKU SEC filings directly on EDGAR?

You can view all historical Roku, Inc. filings on the SEC EDGAR company page for ROKU. Each filing card on this page links directly to the original SEC document.

How often does Roku, Inc. file with the SEC?

Roku, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling ROKU shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.