UPS SEC Filing News — United Parcel Service, Inc.

Latest SEC filings for United Parcel Service, Inc. (UPS) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-07-28.

United Parcel Service, Inc., a package delivery and logistics provider, offers transportation and delivery services. It operates through two segments, U.S. Domestic Package and International Package. The U.S. Domestic Package segment offers time-definite delivery services for express letters, documents, packages and palletized freight through air and ground services. The International Package segment provides small package operations in Europe, the Middle East and Africa, Canada and Latin Americ…
Sector: Industrials Industry: Integrated Freight & Logistics CIK: 1090727
20
Total Filings
0
Bullish Signals
1
Bearish Signals
15
Insider Transactions
4
Material Events (8-K)
0
Periodic Reports
Insider activity for UPS has skewed bearish recently. Of the 20 filings tracked, 1 carry bearish signals (such as insider sales or negative 8-K disclosures) versus 0 bullish. This does not necessarily signal fundamental deterioration — insiders sell for many reasons — but it is worth monitoring alongside the company's core financial metrics.
UPS Filing Activity Snapshot 2026-05-08 — 2026-07-28
Insider Transactions (Form 4)
0 buys vs 0 sells
Insider buying and selling activity is balanced in this period.
Largest Transaction
$6.04M
KEVIN MAXWELL WARSH · 2026-05-15
30,550 shares · Form 144
Form 144 Notices
1
Proposed insider sale filed — Form 144 is a notice of intent, not a confirmed transaction. Actual sales are confirmed via Form 4.
Recent SEC Filings
Form 8-K Material Company Update 2026-07-28

UPS filed 8-K — material company event

UNITED PARCEL SERVICE INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-06-15

UPS filed 8-K — material company event

UNITED PARCEL SERVICE INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 144 Large Proposed Insider Sale 2026-05-15

UPS Form 144 filed for proposed insider sale by KEVIN MAXWELL WARSH (30,550 shares) ~$6.04M

KEVIN MAXWELL WARSH filed a Form 144 with the SEC indicating intent to sell UPS (UNITED PARCEL SERVICE INC) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4. The proposed dollar value is large enough to merit attention.

Filing: Form 144 (Proposed Sale Notice) Insider: KEVIN MAXWELL WARSH Shares: 30,550 Est. Value: $6.04M
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Subramanian Bala (Chief Digital & Tech Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Subramanian Bala (Chief Digital & Tech Officer) Shares: 4,113
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Gutmann Kathleen M. (Pres Intl, Healthcare and SCS) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Gutmann Kathleen M. (Pres Intl, Healthcare and SCS) Shares: 5,133
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Guffey Matthew W (CHF Commercial & Strategy Off) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Guffey Matthew W (CHF Commercial & Strategy Off) Shares: 3,856
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Dykes Brian M (Chief Financial Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Dykes Brian M (Chief Financial Officer) Shares: 4,535
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Cesarone Nando (President, US Operations) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Cesarone Nando (President, US Operations) Shares: 5,133
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Ford Darrell L (Chief Human Resources Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Ford Darrell L (Chief Human Resources Officer) Shares: 3,143
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-15

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Brothers Norman M. Jr (Chief Legal & Compliance Off) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Brothers Norman M. Jr (Chief Legal & Compliance Off) Shares: 3,620
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-13

UPS filed 8-K — material company event

UNITED PARCEL SERVICE INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 8-K Material Company Update 2026-05-11

UPS filed 8-K — material company event

UNITED PARCEL SERVICE INC filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer

Filing: 8-K (Material Event)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Brothers Norman M. Jr (Chief Legal & Compliance Off) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Brothers Norman M. Jr (Chief Legal & Compliance Off)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

TOME CAROL B (Director, Chief Executive Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: TOME CAROL B (Director, Chief Executive Officer)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Gutmann Kathleen M. (Pres Intl, Healthcare and SCS) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Gutmann Kathleen M. (Pres Intl, Healthcare and SCS)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Guffey Matthew W (CHF Commercial & Strategy Off) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Guffey Matthew W (CHF Commercial & Strategy Off)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Warsh Kevin M (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Warsh Kevin M (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Subramanian Bala (Chief Digital & Tech Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Subramanian Bala (Chief Digital & Tech Officer)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

MORIKIS JOHN G (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: MORIKIS JOHN G (Director)
View on SEC EDGAR → Open Filing Document →
Form 4 Tax / Compensation Filing 2026-05-08

UPS insider Form 4 filed for equity award, exercise, or tax withholding

Ford Darrell L (Chief Human Resources Officer) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.

Filing: Form 4 (Insider Transaction) Insider: Ford Darrell L (Chief Human Resources Officer)
View on SEC EDGAR → Open Filing Document →

Understanding United Parcel Service, Inc.'s SEC Filings

Form 4 — Insider Transactions

Executives, directors, and large shareholders must report any purchase or sale of UPS shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.

Form 144 — Proposed Insider Sales

Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.

8-K — Material Events

The 8-K is an event-driven filing that United Parcel Service, Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.

10-Q & 10-K — Periodic Reports

The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering United Parcel Service, Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.

Frequently Asked Questions — UPS SEC Filings

What SEC filings does United Parcel Service, Inc. submit to the SEC?

United Parcel Service, Inc. (UPS) submits several types of SEC filings including Form 4 (insider transactions), Form 144 (proposed insider sales), 8-K reports (material events such as earnings releases, acquisitions, leadership changes), and periodic reports — the 10-Q (quarterly) and 10-K (annual). All filings are publicly available through SEC EDGAR.

What does a Form 4 filing tell me about UPS?

A Form 4 for UPS discloses a transaction by a company insider — typically a director, officer, or 10%+ shareholder. It shows the date, number of shares bought or sold, the price, and the insider's updated total ownership. Consistent insider buying across multiple executives is often interpreted as a bullish signal.

How do I interpret an 8-K filing from United Parcel Service, Inc.?

An 8-K signals a material event requiring prompt disclosure. Common triggers include earnings pre-announcements, acquisitions, leadership appointments or departures, credit changes, or regulatory actions. Read the item codes inside the filing to understand exactly what was disclosed before drawing conclusions.

What is the difference between a 10-K and 10-Q for UPS?

The 10-K is United Parcel Service, Inc.'s annual report with fully audited financial statements, comprehensive MD&A, and complete risk factor disclosures — filed 60–90 days after fiscal year-end. The 10-Q is a lighter quarterly report with unaudited financials filed for the first three quarters. Together they provide a continuous financial picture of the company.

Where can I see all UPS SEC filings directly on EDGAR?

You can view all historical United Parcel Service, Inc. filings on the SEC EDGAR company page for UPS. Each filing card on this page links directly to the original SEC document.

How often does United Parcel Service, Inc. file with the SEC?

United Parcel Service, Inc. files one 10-K per year and up to three 10-Qs per year. Form 4 insider transactions must be reported within two business days of each trade, so the frequency depends on how often insiders are buying or selling UPS shares. 8-K filings occur whenever a material event happens — which can be several times per quarter for an active company.

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SEC filing data is sourced from SEC EDGAR. This page is updated automatically as new filings are detected. Content is for informational purposes only and does not constitute investment advice. Full Disclaimer.