Latest SEC filings for Upstart Holdings, Inc. (UPST) explained in plain English. Covers insider buying and selling (Form 4), proposed insider sales (Form 144), material company events (8-K), and quarterly & annual reports (10-Q / 10-K). All data sourced directly from SEC EDGAR — last updated 2026-06-11.
Datta Sanjay, listed as President, Capital& Enterprise at Upstart Holdings, Inc., reported an open-market sale of 15,000 UPST shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Datta Sanjay filed a Form 144 with the SEC indicating intent to sell UPST (Upstart Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Wennes Timothy H (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Terry Hilliard C. III (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Hentges Mary (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Bernard Peter J (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Cooper Kerry Whorton (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
O'Kelly Ciaran (Director) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Upstart Holdings, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer
Mirgorodskaya Natalia, listed as See Remarks at Upstart Holdings, Inc., reported an open-market sale of 974 UPST shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Mirgorodskaya Natalia filed a Form 144 with the SEC indicating intent to sell UPST (Upstart Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Darling Scott, listed as Chief Legal Officer at Upstart Holdings, Inc., reported an open-market sale of 6,634 UPST shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Datta Sanjay, listed as President, Capital& Enterprise at Upstart Holdings, Inc., reported an open-market sale of 7,985 UPST shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Mirgorodskaya Natalia, listed as See Remarks at Upstart Holdings, Inc., reported an open-market sale of 526 UPST shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Mirgorodskaya Natalia filed a Form 144 with the SEC indicating intent to sell UPST (Upstart Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Datta Sanjay filed a Form 144 with the SEC indicating intent to sell UPST (Upstart Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Darling Scott filed a Form 144 with the SEC indicating intent to sell UPST (Upstart Holdings, Inc.) shares. Form 144 reflects a proposed sale, not a completed transaction. The actual execution, if any, would typically appear later in a Form 4.
Upstart Holdings, Inc. filed an 8-K with the SEC reporting a material event. Filing excerpt: XBRL Viewer
Mirgorodskaya Natalia (See Remarks) filed a Form 4 covering compensation-related activity such as stock awards, option exercises, conversions, or tax withholding. These filings are usually neutral.
Blankmeyer Andrea, listed as Chief Financial Officer at Upstart Holdings, Inc., reported an open-market sale of 7,044 UPST shares in a Form 4 filing. This is a confirmed insider sale, not just a proposed sale notice.
Executives, directors, and large shareholders must report any purchase or sale of UPST shares within two business days. Consistent buying by multiple insiders is often read as a confidence signal; large sales may reflect diversification or liquidity needs rather than negative conviction.
Filed when a company affiliate intends to sell restricted or control shares. A Form 144 is a notice of intent, not confirmation — the actual sale is later confirmed via Form 4. It gives investors advance visibility into planned insider selling activity.
The 8-K is an event-driven filing that Upstart Holdings, Inc. must submit within four business days of a significant development — including earnings results, mergers, executive changes, credit facility updates, or regulatory actions. Each 8-K item code maps to a specific event type.
The 10-Q (quarterly) and 10-K (annual) are comprehensive reports covering Upstart Holdings, Inc.'s financial results, risk factors, management discussion, and business operations. The 10-K includes audited financials and is the most complete public disclosure the company makes each year.
View valuation, growth metrics, AI Strong Buy score, demand zones, peer comparison, and more — all on the UPST stock analysis page.